Zoom 3 of 3 — line
Ethics Case Intake
Transactional line · Legal · Compliance & Ethics
Runs when: Runs transactional. Starts when a request lands in the queue.
3510
units a week
75%
touchless
6
stations
17.1h
timetable
17.2h
actual
+1%
vs timetable
Station walk
Every stage, who owns it, and what is sitting there
Each station names the agent that runs it and the layer it belongs to. more
- 01
Receive report
Workflowrun by Policy Attestation Agent
dwell 149msla 252mqueued 9 - 02
Anonymize
Workflowrun by Conflict of Interest Agent
dwell 102msla 177mqueued 16 - 03
Classify severity
Workflowrun by Gifts & Hospitality Agent
dwell 67msla 93mqueued 33 - 04
Assign investigator
Policyrun by Chief Compliance Officer
Gate: Held for a named human when the unit exceeds the compliance case decision envelope, when confidence falls below the floor, or when a policy clause is engaged.
approver Chief Compliance Officer
dwell 606msla 793mqueued 9 - 05
Track
Workflowrun by Whistleblower Triage Agent
dwell 8msla 17mqueued 30 - 06
Close
Policyrun by Chief Compliance Officer
Gate: Held for a named human when the unit exceeds the compliance case decision envelope, when confidence falls below the floor, or when a policy clause is engaged.
approver Chief Compliance Officer
dwell 607msla 1223mqueued 7
Live trains on this line
9 units in motion right now
| Ref | Work | Held by | Value | Status | Age / SLA |
|---|---|---|---|---|---|
| LG4C-1005 | Compliance case at close Owen Tanaka | Chief Compliance Officer human | $52k | Human hold | 16h 7m / 20h 23m |
| LG4C-1007 | Compliance case at anonymize Sofia Ellery | Compliance Policy Agent agent | $64k | Evidence posted | 2h 32m / 2h 57m |
| LG4C-1015 | Compliance case at receive report Maeve Ferreira | Policy Attestation Agent agent | $70k | In flight | 5h 5m / 4h 12m |
| LG4C-1027 | Compliance case at receive report Lukas Tanaka | Whistleblower Triage Agent agent | $51k | In flight | 1h 40m / 4h 12m |
| LG4C-1032 | Compliance case at classify severity Maeve Ito | Conflict of Interest Agent agent | $53k | In flight | 2h 1m / 1h 33m |
| LG4C-1039 | Compliance case at classify severity Owen Bianchi | Compliance Orchestrator agent | $30k | In flight | 2h 51m / 1h 33m |
| LG4C-1048 | Compliance case at close Grace Novak | Policy Attestation Agent agent | $70k | Auto-cleared | 14h 53m / 20h 23m |
| LG4C-1055 | Compliance case at receive report Naomi Sorensen | Policy Attestation Agent agent | $58k | In flight | 1h 59m / 4h 12m |
| LG4C-1059 | Compliance case at track Owen Rhodes | Third-party Screening Agent agent | $18k | In flight | 11m / 17m |