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Q-0021 · Population ruling
Autonomous decision evidence: 15 records are past the date the schedule set for them
Authorize destruction for the population, or place a hold on it and name the matter the hold rests on.
High materialityAssuranceAI GBS & Global Business ServicesRetention dateOpen
Why it is ranked where it is
Four factors, scored out of 40, 30, 20 and 10, added to 75.
The commitment it breaches
Is there a window on this, and did it close?
40 / 40
The destruction date sits on each record rather than on the class, so the queue cannot name one date for the population. more
Measured from: Point scale out of 40: a window already closed scores 40, less than a quarter of the window left scores 28, inside the window scores 14, no window at all scores 0.
The work it holds
How much is stopped behind it?
12 / 30
15 records are held past their date. more
Measured from: Point scale out of 30, on the count held behind the item: 1,000 or more scores 30, 100 or more scores 24, 25 or more scores 18, 5 or more scores 12, 1 or more scores 6, nothing held scores 0.
The money at stake
What band does the record itself carry?
15 / 20
No money figure exists on a retention population. more
Measured from: Point scale out of 20, on the materiality band: critical 20, high 15, medium 9, low 4.
Whose clock it is
Is the deadline ours, a regulator’s or a court’s?
8 / 10
The retention class the record was filed under. more
Measured from: Point scale out of 10, on whose deadline it is: statutory 10, retention 8, board or committee 6, audit 5, expiry 4, service level 3, no clock 0.
The score is carried mainly by commitment breached, which contributes 40 of the 75 points on this item. All four factors score above zero on this item.
The ranking is a scheme, not a measurement. more
The whole context, here
Everything the decision needs, so the queue is not a routing table.
What is being asked
Authorize destruction for the population, or place a hold on it and name the matter the hold rests on.
Why it is waiting
Model risk and AI regulation expectations on traceability of automated decisions, taken at the longest emerging requirement rather than the current minimum. more
Kind
Population ruling
One ruling settles a whole set of records.
Money on the record
No figure carried
The source record carries no dollar figure. The money factor is scored from the materiality band instead.
An item is one decision, not one record. more
The clock on it
Retention date
Measured. The count of records past their date is stored on the retention class as the number due for review.
Commitment: Records schedule AI-10Y, 10 years
Where it came from
The queue holds no work of its own.
Records and Retention
/retention · AI-10Y
That page counts 2,833 waiting and places 6 items here. The counts differ because a homogeneous population enters as a single ruling.
How items are formed from that page: One item per retention class. Disposal is authorized class by class, not record by record.
The action that page names is: Dispose of records that are past their date. Clearing this item is that same decision.
What the queue will enforce
Checked at submission, not at display.
Authority to sign
Within the cap
The register carries a grant that covers this item at this value. No grant reference is recorded against the item.
Separation of duties
No rule engaged
No separation rule is engaged on this item.
One separation rule blocks and five report. more
Who holds it, and who covers
Anika Kaplan · Director, Security Engineering
Cover
Morgan Idris
VP Business Services
Names business services as cover while business services is naming this post. more
The cover board Decide it here
The outcome, the reason and the note go in one submission, and the evidence record is written on the way through.
Take the decision as asked. The item closes.
Note written onto the record
What has already been decided on this item
0 decisions on the record
Nothing has been decided on this item yet. more
Decisions already on the record were reconstructed from the source rows at assembly and carry no spine sequence. more
What this item page is, and what it is not
This page carries the whole of one decision: what is being asked, the four scores that put it where it sits, the clock that applies, the page the row still lives on … more
The consequence score is ours. more
The authority and separation checks shown above are statements of what will happen at submission. more